Audit Manager, Compliance/AML

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Our Client, a full service commercial Bank is seeking an Audit Manager to cover the Bank’s Internal Audit coverage of its Compliance and AML functions. This individual will play a key role in overseeing the development and execution of the audit plan.


  • Manage the audit for Compliance related functions, such as regulatory compliance, BSA/AML, and transaction surveillance.
  • Oversee the full audit process, providing support in all areas of the audit including planning, improvements, and reporting.
  • Continuously monitor key risk areas of the Bank to identify emerging threats and provide the correct response.
  • Analyze the Bank’s operations to develop strong internal controls and improvements.
  • Prepare audit reports and manage the audit budget and timeline.
  • Lead audit staff and provide guidance and support to complete the audit in an effective and timely fashion.


  • Bachelor’s degree in Accounting or Finance.
  • CPA or CIA preferred.
  • 5+ years experience in internal audit or credit risk positon for a Bank or Financial Services company. 3+ years with strong credit risk experience and knowledge of regulatory matters.
  • Excellent analytical skills and industry knowledge.
  • Strong communication and leadership skills to deliver projects on deadlines.