Director – Exam Management – Office of Regulatory Relations

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Our client, a top US Bank is building out a world class Office of Regulatory Relations and is looking for a Director with previous Exam Management experience to manage all aspects of Regulatory Exams from initiation to completion and serve as a conduit to the regulators for the bank.


Candidate will be responsible for:

  • The ownership of the Regulatory Exam process from end to end
  • Ensuring appropriate sponsorship, resourcing and preparedness for regulatory exams;
  • Coordinating and tracking our response and all materials across the company
  • Handling preparatory review and challenge for teams ahead of the U.S. regulators
  • Providing immediate feedback and making adjustments during regulatory exams as necessary
  • Continuous interaction with internal peers, external regulators and professional organizations. Ensures project delivery is in conformance with company methodologies and standards.
  • Proactively managing multiple cross functional project/program teams and
  • Leading status meetings for major projects and facilitating risk mitigation and resolution of more complex issues.
  • Liaising between internal clients and other stakeholders to ensure on-time completion according to specifications and within budgeted costs.
  • Developing, defining and executing project plans, schedules, budgets and deliverables. .
  • Acting as a subject matter expert to guidance on complex business or technical issues.




  • 10-15 years of total work experience
  • Prior regulatory exam management experience
  • Ability to drive execution, effectively run meetings, define deliverables and set meaningful agendas.
  • Excellent project management skills