Internal Audit Manager

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Out client, a leading financial service firm, is looking for an Internal Audit Manager to oversee and execute numerous financial, operational, and compliance audits in accordance with regulatory regulations.


  • Manage audit team meetings to review the audit plan, go over objectives, and check on the audit budget and schedule.
  • Lead different audit arrangements and review audit work and documentation when communicate with Audit Director.
  • Determine risks that can be detrimental to the company and perform analysis on issues identified during audits.
  • Oversee the Risk Control Matrix and write test procedures based on the RCM.
  • Track results of prior audits to benchmark if corrective actions have been taken and changes implemented. Ensure the risk and control environment of the company is constantly strengthened.
  • Coach and mentor other Internal Auditors and maintain relationships with key business partners and staff.


  • Bachelor’s Degree.
  • 3+ years experience in Internal Audit.
  • Either CPA, CIA, CFA, or CIDA required.
  • Previous experience auditing capital markets transactions and products (derivatives, MBS, IR Risks, hedging, liquidity risk).
  • Strong experience in audit procedures and risk concepts.
  • Can see the big picture and root cause of problems.
  • Professional demeanor and ability to adapt to new information quickly.