Out client, a leading financial service firm, is looking for an Internal Audit Manager to oversee and execute numerous financial, operational, and compliance audits in accordance with regulatory regulations.

Responsibilities:

• Manage audit team meetings to review the audit plan, go over objectives, and check on the audit budget and schedule.
• Lead different audit arrangements and review audit work and documentation when communicate with Audit Director.
• Determine risks that can be detrimental to the company and perform analysis on issues identified during audits.
• Oversee the Risk Control Matrix and write test procedures based on the RCM.
• Track results of prior audits to benchmark if corrective actions have been taken and changes implemented. Ensure the risk and control environment of the company is constantly strengthened.
• Coach and mentor other Internal Auditors and maintain relationships with key business partners and staff.

Qualifications:

• Bachelor’s Degree.
• 3+ years experience in Internal Audit.
• Either CPA, CIA, CFA, or CIDA required.
• Previous experience auditing capital markets transactions and products (derivatives, MBS, IR Risks, hedging, liquidity risk).
• Strong experience in audit procedures and risk concepts.
• Can see the big picture and root cause of problems.
• Professional demeanor and ability to adapt to new information quickly.