Vice President, Compliance Audit

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Our Client, the leading global financial services firm, is looking for an experienced auditor to provide audit support to corporate Compliance activities and regulations requirements. This positon will cover Dodd-Frank OTC derivatives and Volker initiatives by assessing the effectiveness and adequacy of the control environment.


  • Lead, plan, and report audits to produce quality deliverables for key departments.
  • Oversee the evaluation and testing of management controls to ensure adequacy and effectiveness.
  • Provide a detailed overview of the control environment though audit findings.
  • Partner with management on audit findings to identify key opportunities for design improvements of the corporate controls.
  • Spearhead the implementation of a continuous auditing program for specific areas.
  • Monitor crucial benchmarks to identify and control Compliance issues.


  • Bachelor’s degree in Accounting or Finance. MBA and CPA preferred.
  • 8+ years experience of Compliance in Corporate or Investment Banking. Audit or risk background highly preferred.
  • Strong background in Corporate or Investment banking industry with knowledge of products and operations.
  • High audit expereince including best practices, risk assessments, and internal control methods.
  • Excellent analytical skills to operate strategically.